0001654954-17-000149.txt : 20170110 0001654954-17-000149.hdr.sgml : 20170110 20170109174803 ACCESSION NUMBER: 0001654954-17-000149 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Bioptix, Inc. CENTRAL INDEX KEY: 0001167419 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 841553387 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79102 FILM NUMBER: 17518808 BUSINESS ADDRESS: STREET 1: 1775 38TH STREET CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-545-5550 MAIL ADDRESS: STREET 1: 1775 38TH STREET CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: Venaxis, Inc. DATE OF NAME CHANGE: 20121218 FORMER COMPANY: FORMER CONFORMED NAME: AspenBio Pharma, Inc. DATE OF NAME CHANGE: 20051110 FORMER COMPANY: FORMER CONFORMED NAME: ASPENBIO INC DATE OF NAME CHANGE: 20020213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DeFrancesco Catherine Johanna CENTRAL INDEX KEY: 0001684226 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 365 BAY STREET STREET 2: SUITE 840 CITY: TORONTO STATE: A6 ZIP: M5H 2V1 FORMER COMPANY: FORMER CONFORMED NAME: DeFrancesco Catherine Johanna DeFrancesco DATE OF NAME CHANGE: 20160908 SC 13D/A 1 defrancesco13da_jan52017.htm PRIMARY DOCUMENT SEC Connect
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D/A
Amendment No. 8
Under the Securities Exchange Act of 1934
 
Bioptix, Inc.
(formerly Venaxis, Inc.)
(Name of Issuer)
 
Common stock, no par value
(Title of Class of Securities)
 
92262A206
(CUSIP Number)
 
Catherine Johanna DeFrancesco
365 Bay St. Suite 840
Toronto, ON M5H 2V1
Canada
Tel. (416) 362-4441
 
Copies to:
 
Joe Laxague, Esq.
Laxague Law, Inc.
1 East Liberty, Suite 600
Reno, NV 89501
Tel. (775) 234-5221
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
 
January 5, 2017
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
 
 
1.  Names of Reporting Persons.
 
Catherine Johanna DeFrancesco
2.  Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
 
3.  SEC Use Only
4.  Source of Funds
WC
5.  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
6.  Citizenship or Place of Organization
Canada
 
 
   Number of Shares
   Beneficially
   Owned by
   Each Reporting
   Person With:
 
 
7.  Sole Voting Power
515,777(1)
 
8.  Shared Voting Power
0
 
9.  Sole Dispositive Power
515,777 (1)
 
10.  Shared Dispositive Power
0
 
11.  Aggregate Amount Beneficially Owned by Each Reporting Person
515,777 (1)
12.  Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐
13.  Percent of Class Represented by Amount in Row (11)
11.45%(2)
14.  Type of Reporting Person
IN
 
(1) Includes shares beneficially owned through the following entities:
 
DSB Capital, Ltd., a Turks & Caicos company where Ms. DeFrancesco serves as the Trustee – 75,000 shares
DeFrancesco Motorsports, Inc., an Ontario corporation where Ms. DeFrancesco serves as the President – 59,701 shares
Delavalco Holdings, Inc., an Ontario corporation where Ms. DeFrancesco serves as the President – 112,000 shares
Delavalco Holdings, Inc., an Florida corporation where Ms. DeFrancesco serves as the President – 85,466 shares
Marcandy Investments Corp., an Ontario corporation where Ms. DeFrancesco serves as the President – 85,000 shares
Namaste Gorgie, Inc., an Ontario corporation where Ms. DeFrancesco serves as the President – 98,610 shares
 
(2) Based on 4,503,971 shares issued and outstanding as of November 11, 2016, as reported on the issuer’s Form 10-Q filed November 14, 2016.
 
 
 
 
Explanatory Notes
 
This Amendment No. 7 further amends the Schedule 13D filed with the Securities and Exchange Commission on September 12, 2016 (the “Original Filing”), the Schedule 13D/A filed September 14, 2016 (“Amendment No. 1), the Schedule 13D/A filed September 20, 2016 (Amendment No. 2), the Schedule 13D/A filed October 20, 2016 (Amendment No. 3), the Schedule 13D/A filed October 25, 2016 (Amendment No. 4), the Schedule 13D/A filed December 5, 2016 (Amendment No. 5), the Schedule 13D/A filed December 9, 2016 (Amendment No. 6), and the Schedule 13D/A filed December 13, 2016 (Amendment No. 7) respectively, relating to the common stock, no par value (the “Common Stock”), of Bioptix, Inc. a Colorado corporation (the “Issuer”). The address of the principal executive office of the Issuer is 1775 38th Street, Boulder, Colorado.
 
The purpose of this Amendment No. 7 is to update the shareholdings of the Reporting Person to reflect recent additional purchases. Except as set forth herein, the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, and Amendment No. 7 are unmodified.
 
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
 
Exhibit No.
Description
1.1
Transactions in Shares
 
 
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
January 9, 2017
Date
 
 
/s/ Catherine Johanna DeFrancesco
Catherine Johanna DeFrancesco
 
 
 
 
 EX-1.1 2 ex1-1.htm TRANSACTIONS IN SHARES SEC Connect
 
Exhibit 1.1
Transactions in Shares by the Reporting Person
 
Purchasing entity
Trade date
Shares
Price per Share
Namaste Gorgie, Inc.
1/5/2017
2,500
4.5000
DSB Capital, Ltd.
1/4/2017
10,000
4.6548
Marcandy Investments Corp.
1/3/2017
10,000
3.8072
Marcandy Investments Corp.
12/30/2016
15,000
3.7452
Namaste Gorgie, Inc.
12/9/2016
1,300
3.9490
Namaste Gorgie, Inc.
12/9/2016
100
3.9200
Namaste Gorgie, Inc.
12/9/2016
100
3.9200
Namaste Gorgie, Inc.
12/9/2016
100
3.9200
Namaste Gorgie, Inc.
12/9/2016
100
3.9390
Namaste Gorgie, Inc.
12/9/2016
800
3.9390
Delavalco Holdings, Inc.
12/8/2016
900
4.1490
Delavalco Holdings, Inc.
12/8/2016
900
4.1490
Delavalco Holdings, Inc.
12/8/2016
900
4.1500
Delavalco Holdings, Inc.
12/8/2016
900
4.0800
Delavalco Holdings, Inc.
12/8/2016
900
4.1300
DeFrancesco Motorsports, Inc.
12/7/2016
100
4.0400
DeFrancesco Motorsports, Inc.
12/7/2016
100
4.0400
DeFrancesco Motorsports, Inc.
12/7/2016
100
4.0400
DeFrancesco Motorsports, Inc.
12/7/2016
100
4.0400
DeFrancesco Motorsports, Inc.
12/7/2016
100
4.0500
DeFrancesco Motorsports, Inc.
12/7/2016
100
4.0600
DeFrancesco Motorsports, Inc.
12/7/2016
1
4.1500
Marcandy Invesments Corp.
12/2/2016
5,000
3.9879
Marcandy Invesments Corp.
12/2/2016
5,000
3.9793
Namaste Gorgie, Inc.
12/1/2016
4,558
3.4687
Namaste Gorgie, Inc.
12/1/2016
442
3.5400
Namaste Gorgie, Inc.
12/1/2016
3,000
3.5997
Namaste Gorgie, Inc.
12/1/2016
3,000
3.5917
Marcandy Invesments Corp.
12/2/2016
5,000
3.9952
Namaste Gorgie, Inc.
12/1/2016
3,000
3.6000
Namaste Gorgie, Inc.
12/1/2016
3,000
3.6000
Namaste Gorgie, Inc.
12/1/2016
3,000
3.5520
Namaste Gorgie, Inc.
12/1/2016
5,000
3.4750
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6500
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6500
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6000
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6000
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6000
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6000
Delavalco Holdings, Inc.
12/1/2016
3,000
3.6000
Delavalco Holdings, Inc.
12/1/2016
5,000
3.3000
DSB Capital, Ltd.
12/1/2016
241
4.9500
Marcandy Invesments Corp.
12/1/2016
768
4.9500
Marcandy Invesments Corp.
12/1/2016
6,977
4.9790
Marcandy Invesments Corp.
12/1/2016
4,243
4.8722
Marcandy Invesments Corp.
12/1/2016
3,880
4.8585
Marcandy Invesments Corp.
12/1/2016
1,900
5.1326
Marcandy Invesments Corp.
12/1/2016
15,000
3.6973
Marcandy Invesments Corp.
11/30/2016
2,232
2.9904
Marcandy Invesments Corp.
11/30/2016
5,000
2.9499
Namaste Gorgie, Inc.
10/21/2016
1,600
2.94
Namaste Gorgie, Inc.
10/19/2016
2,400
2.75
Namaste Gorgie, Inc.
10/19/2016
1,900
2.74
Namaste Gorgie, Inc.
10/19/2016
1,500
2.75
Namaste Gorgie, Inc.
10/19/2016
1,800
2.75
Namaste Gorgie, Inc.
10/19/2016
900
2.75
Namaste Gorgie, Inc.
10/19/2016
1,900
2.75
Namaste Gorgie, Inc.
10/19/2016
1,500
2.75
Namaste Gorgie, Inc.
10/19/2016
1,900
2.75
DSB Capital, Ltd.
10/18/2016
759
2.48
Namaste Gorgie, Inc.
10/18/2016
900
2.68
Namaste Gorgie, Inc.
10/18/2016
1,800
2.65
Namaste Gorgie, Inc.
10/18/2016
1,500
2.64
Namaste Gorgie, Inc.
10/18/2016
1,400
2.65
Namaste Gorgie, Inc.
10/18/2016
1,500
2.65
Delavalco Holdings, Inc. (FL)
9/14/2016
10,100
3.78
DeFrancesco Motorsports, Inc.
9/13/2016
10,000
4.34
Delavalco Holdings, Inc.
9/13/2016
10,000
4.29
Delavalco Holdings, Inc. (FL)
9/13/2016
8,000
4.35
Delavalco Holdings, Inc. (FL)
9/12/2016
12,672
4.08
Delavalco Holdings, Inc. (FL)
9/9/2016
9500
3.91
Delavalco Holdings, Inc. (FL)
9/8/2016
10194
3.86
Delavalco Holdings, Inc. (FL)
9/2/2016
35000
3.86
Namaste Gorgie, Inc.
9/2/2016
39110
3.80
DSB Capital, Ltd.
9/2/2016
25000
3.79
DeFrancesco Motorsports, Inc.
9/2/2016
39100
3.74
Delavalco Holdings, Inc.
9/1/2016
2500
3.85
Delavalco Holdings, Inc.
9/1/2016
5000
3.89
Delavalco Holdings, Inc.
9/1/2016
580
3.89
Delavalco Holdings, Inc.
9/1/2016
4420
3.85
Delavalco Holdings, Inc.
9/1/2016
2443
3.84
Delavalco Holdings, Inc.
9/1/2016
2500
3.85
Delavalco Holdings, Inc.
9/1/2016
7757
3.85
Delavalco Holdings, Inc.
9/1/2016
7300
3.91
DSB Capital, Ltd.
9/1/2016
200
3.85
Namaste Gorgie, Inc.
8/31/2016
2000
3.37
DSB Capital, Ltd.
8/31/2016
724
3.74
DSB Capital, Ltd.
8/31/2016
6758
3.62
DSB Capital, Ltd.
8/31/2016
5682
3.67
DSB Capital, Ltd.
8/31/2016
6836
3.69
Delavalco Holdings, Inc.
8/30/2016
25000
3.52
Delavalco Holdings, Inc.
8/30/2016
4000
3.37
Delavalco Holdings, Inc.
8/30/2016
4000
3.35
Delavalco Holdings, Inc.
8/30/2016
1000
3.36
Delavalco Holdings, Inc.
8/30/2016
5000
3.67
Namaste Gorgie, Inc.
8/30/2016
5000
3.36
DSB Capital, Ltd.
8/30/2016
8800
3.52
DSB Capital, Ltd.
8/30/2016
6000
3.63
DSB Capital, Ltd.
8/30/2016
3000
3.59
DSB Capital, Ltd.
8/30/2016
1000
3.62
DeFrancesco Motorsports, Inc.
8/30/2016
10000
3.64
Marcandy Investments Corp.
8/30/2016
5000
3.36